US2023401503A1PendingUtilityA1

Compliance management system

Assignee: STRATOKEY PTY LTDPriority: Dec 26, 2019Filed: May 26, 2023Published: Dec 14, 2023
Est. expiryDec 26, 2039(~13.4 yrs left)· nominal 20-yr term from priority
G06Q 10/06315G06F 11/3072G06Q 10/063114G06Q 10/0633
68
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Claims

Abstract

A compliance management system captures an interaction between an enterprise entity and enterprise data subject to a compliance regulation. The compliance management system analyzes the interaction to determine whether the interaction is non-compliant with one or more sections of the compliance regulation and executes a remediation workflow corresponding to each section of the compliance regulation for which the interaction is deemed non-compliant. The compliance management system monitors the remediation workflow to update a compliance status for the corresponding section of the compliance regulation and generates a compliance report listing the sections of the compliance regulation and the compliance status of each section.

Claims

exact text as granted — not AI-modified
What is claimed is: 
     
         1 . A compliance management system comprising:
 a memory resource to store instructions; and   one or more processors using the instructions stored in the memory resource to perform operations including:
 capturing an interaction between an enterprise entity and enterprise data subject to a compliance regulation; 
 analyzing the interaction to determine whether the interaction is non-compliant with one or more sections of the compliance regulation; 
 executing a remediation workflow corresponding to each section of the compliance regulation for which the interaction is deemed non-compliant; 
 monitoring the remediation workflow to update a compliance status for the corresponding section of the compliance regulation; and 
 generating a compliance report listing the sections of the compliance regulation and the compliance status of each section.

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